az Compliance

We innovate
In the way we prevent and manage legal and regulatory risk for our clients.

az Compliance

We innovate
In the way we prevent and manage legal and regulatory risk for our clients.

Today, both public and private organizations are exposed to increasingly demanding regulatory frameworks, as well as to a social environment that is increasingly sensitive to business ethics.

These factors, together with increased levels of transparency, require companies and their managers to pay special attention to their corporate policies. From the health and rights of employees to environmental practices; thus complying not only with legislation, but also with the ethical expectations of the environment.

This new scenario provides enormous competitive advantages to those organizations willing to adopt new and better ethical and legal standards. For this, az offers expert advice, helping to identify, prevent and manage the operational and legal risks they face in their activities, allowing them to build a corporate culture of sustainable compliance.

az Compliance advises from an integral perspective, uniting criminal, corporate and regulatory compliance, incorporating all areas of the business in the assessment and management of legal risks. The implementation of our program focuses on crime prevention and the strengthening of corporate culture and governance, with emphasis on ethics and integrity.

Compliance

In recent years there has been a growing awareness among different actors in society and the market of the need to have legal risk management systems in order to mitigate contingencies in compliance matters that may have not only a financial impact, but also a reputational impact. This has been strengthened by the expansive view that compliance has had in Chile, where more and more regulations contemplate the implementation of compliance plans within the mechanisms for the management of infractions.

az’s Compliance team has extensive experience advising companies from various national and global industries in their processes of contingency assessment and risk matrix design, in the creation and implementation of their crime prevention models of Law No. 20.393 and in the development of all policies, protocols and internal regulations necessary to implement a comprehensive compliance program within the company. It also advises on the creation of prevention models for the Financial Analysis Unit, SERNAC compliance plans, and antitrust compliance plans, among others.

Compliance

In recent years there has been a growing awareness among different actors in society and the market of the need to have legal risk management systems in order to mitigate contingencies in compliance matters that may have not only a financial impact, but also a reputational impact. This has been strengthened by the expansive view that compliance has had in Chile, where more and more regulations contemplate the implementation of compliance plans within the mechanisms for the management of infractions.

El equipo de Compliance de az cuenta con una amplia experiencia asesorando a empresas de diversas industrias nacionales y globales en sus procesos de levantamiento de contingencias y diseño de matriz de riesgos, en la creación e implementación de sus modelos de prevención de delitos de la Ley N° 20.393 y en el desarrollo de todas las políticas, protocolos y normativa interna necesaria para ejecutar un programa de compliance integral dentro de la compañía. Asimismo, presta asesoría en la creación de modelos de prevención de la Unidad de Análisis Financiero, planes de cumplimiento SERNAC, planes de cumplimiento de Libre Competencia, entre otros.

THE SERVICES WE OFFER, AMONG OTHER MATTERS, INCLUDE:

• Crime Prevention Model
• Corporate Compliance
• Labor Compliance
• Regulatory Compliance
• Antitrust Compliance
• Data Protection and Privacy Compliance
• Internal Investigations
• Due Diligence
• Risk Management
• Corporate Governance
• Corporate Culture
• Codes of Ethics
• UAF Prevention Manual
• SERNAC Compliance Plan
• Permanent advice to compliance areas (gl)
• Guiding Principles on Business and Human Rights
• Reports on Environmental, Social and Governance Pillars (ESG | ESG)
• Training- Crime Prevention Model
• Corporate Compliance
• Labor Compliance
• Regulatory Compliance
• Antitrust Compliance
• Data Protection and Privacy Compliance
• Internal Investigations
• Due Diligence
• Risk Management
• Corporate Governance
• Corporate Culture
• Codes of Ethics
• UAF Prevention Manual
• SERNAC Compliance Plan
• Permanent advice to compliance areas (gl)
• Guiding Principles on Business and Human Rights
• Reports on Environmental, Social and Governance Pillars (ESG | ESG)
• Training

THE SERVICES WE OFFER, AMONG OTHER MATTERS, INCLUDE:

• Crime Prevention Model
• Corporate Compliance
• Labor Compliance
• Regulatory Compliance
• Antitrust Compliance
• Data Protection and Privacy Compliance
• Internal Investigations
• Due Diligence
• Risk Management
• Corporate Governance
• Corporate Culture
• Codes of Ethics
• UAF Prevention Manual
• SERNAC Compliance Plan
• Permanent advice to compliance areas (gl)
• Guiding Principles on Business and Human Rights
• Reports on Environmental, Social and Governance Pillars (ESG | ESG)
• Training- Crime Prevention Model
• Corporate Compliance
• Labor Compliance
• Regulatory Compliance
• Antitrust Compliance
• Data Protection and Privacy Compliance
• Internal Investigations
• Due Diligence
• Risk Management
• Corporate Governance
• Corporate Culture
• Codes of Ethics
• UAF Prevention Manual
• SERNAC Compliance Plan
• Permanent advice to compliance areas (gl)
• Guiding Principles on Business and Human Rights
• Reports on Environmental, Social and Governance Pillars (ESG | ESG)
• Training

OUR
TEAM:

Rodrigo Albagli

Managin Partner

Jaime Winter

Criminal Litigation Director