Compliance

az’s Compliance department is recognized as one of the leading practices in regulatory compliance, business ethics, and crime prevention in Chile. The team has been recognized by Chambers & Partners, The Legal 500, and Leaders League, reflecting its expertise in compliance programs, prevention models, and corporate risk management.

In terms of compliance, in recent years, various players within society have increased their need for legal risk management systems that make it possible to avoid contingencies that impact their reputation and assets.

This, along with Law N° 20.393 and its reforms, has meant that there are more and more industries and organizations in Chile that include compliance plans within their procedures for handling infractions.

In this scenario, az’s Compliance team provides extensive experience advising companies, at a domestic and international level, in their risk matrix survey and design processes as well as in the creation and implementation of all policies, protocols and internal regulations required by the execution of a comprehensive compliance program within their organizations.

Additionally, our services include complete counsel on the creation of prevention models for the Financial Analysis Unit, as well as National Consumer Service (www.sernac.cl) and antitrust compliance plans, among others.

Services:

• Preparation of the Crime Prevention Model and Compliance Program.
• Review and update of the Crime Prevention Model and Compliance Program.
• Compliance support based on the best standards.
• Internal investigations.
• Compliance Due Diligence.
• Development and evaluation of codes of conduct and policies.
• Compliance training and communications.
• Talks to boards of directors on compliance and corporate governance.
• Residual Risk Calculation.

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